A. Vision & Mission
VisionInvest with knowledge & safety.
MissionEvery investor should be able to invest in the right investment products based on their needs, manage and monitor them to meet their goals and access reports and enjoy financial wellness.
B. Details of Business Transacted
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Publish research reports based on research activities.
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Provide independent and unbiased views on securities.
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Disclose financial interests in recommended securities.
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Provide research recommendations based on analysis.
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Conduct audit annually.
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Ensure compliance with Research Analyst regulations.
C. Services Provided To Investors
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Sharing terms and conditions of research services.
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KYC completion for fee-paying clients.
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Disclosure of material information.
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Disclosure of conflicts of interest.
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Protection of client information.
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Providing risk disclosures and cautions.
D. Grievance Redressal Mechanism
Investors can lodge complaints directly with Finocia Technology.
SCORES Portal: https://scores.sebi.gov.in
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Initial complaint to Research Analyst.
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Review by designated body (RAASB).
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Review by SEBI.
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SMARTODR platform for dispute resolution.
E. Rights of Investors
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Privacy & Confidentiality
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Fair & Equitable Treatment
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Transparent Practices
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Timely Grievance Redressal
F. Responsibilities Of Investors
Do's
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Deal only with SEBI registered Research Analysts.
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Verify registration number.
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Read disclosures carefully.
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Ask questions before investing.
Don'ts
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Do not transfer funds to Research Analyst.
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Do not believe guaranteed returns.
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Do not share trading credentials.
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Do not follow market rumours blindly.